FINRA is the largest independent regulator for all securities firms doing business in the United States. Their chief role is to protect investors by maintaining the fairness of the U.S. capital markets.

Quick Links-


Check the background of this firm on FINRA BrokerCheck



Check the background of a broker on FINRA BrokerCheck

The TCM Securities Web-site contains hyperlinks to other Web sites as a courtesy.  TCM does not operate nor provide content for these sites and are therefor not responsible for the content on these sites. TCM, its affiliates, agents or representatives are not responsible for the availability of these external sites, nor are they responsible for any of the content, advertising, products or other materials on these external sites. TCM does not imply any endorsement of the material on a website. Under no circumstances shall TCM be held responsible or liable, directly or indirectly, for any loss or damage caused or alleged to have been caused in connection with the use or reliance on any content, goods or services available on an external site. Any concerns or questions regarding material or content contained within these external sites should be directed to the respective organization.